Paul Doxey is a senior managing director in the FTI Consulting Forensic and Litigation Consulting segment and is based in London. Mr. Doxey focuses on forensic accounting and regulatory investigations. He was previously a partner in a leading global audit firm and his experience also covers compliance, audit and accounting. Mr. Doxey has worked in banking and capital markets for over 20 years. This includes a two and a half year secondment to the Financial Services Authority’s Bank Investigation Group and the Bank of England’s Special Investigations Unit.
Experience
Mr. Doxey’s forensic accounting experience covers a range of areas including derivatives, mis-valuation, control weaknesses, accounting discrepancies, reconciliation breakdowns, ‘rogue trader’ fraud, market abuse, foreign corruption, money laundering, fraud and asset tracing.
Mr. Doxey is currently leading the London aspects of the global Madoff asset tracing investigation on behalf of the US trustee for the liquidation of Bernard L. Madoff Investment Securities.
Many of Mr. Doxey’s investigations have covered regulatory issues. Mr. Doxey has assisted numerous clients who were under investigation by the Financial Services Authority, the Bank of England, the Office of Fair Trading, OFCOM, the SEC, the US Department of Justice or other regulators. He helped the Financial Services Authority with an industry-wide assessment of the prevalence of a type of financial fraud and has advised two banking clients on the Office of Fair Trading test case on charges for unauthorised overdrafts. He leads a team that was recently one of four appointed to the forensic accounting services panel of Ireland’s financial regulator.
Mr. Doxey was a manager in the Financial Services Authority’s bank investigation group and a senior manager in the Bank of England’s special investigations unit. Mr. Doxey’s role involved advising banking supervisors in cases where there may have been irregularities or serious weaknesses in management, systems or controls. He worked closely with the regulatory legal team and participated in review committee hearings at which regulatory enforcement and remediation decisions were taken.
Mr. Doxey led the money laundering risk service line at Arthur Andersen UK and assisted clients on a range of financial crime risks. He also advised clients on various technical accounting areas, including capital products, leasing and securities. He was audit partner for firms in the following sectors: banking, securities, asset management and leasing.
Mr. Doxey has a M.A. in Economics from the University of Cambridge and a postgraduate diploma in Business Administration from the University of Warwick. Mr. Doxey is a chartered accountant and a fellow of the Institute of Chartered Accountants in England and Wales, a certified fraud examiner and a member of the fraud investigation and legal process working party of the UK’s Fraud Advisory Panel.